About Reif Law Group, P.C.
Reif Law Group, P.C. (RLG) is comprised of highly skilled attorneys who focus on providing superior client service. Drawing on our experience as seasoned trial and arbitration attorneys, RLG’s attorneys meticulously evaluate the essential facts and the applicable law and develop a trial plan based on careful consideration of our clients’ goals and potential outcomes of the dispute. This approach has earned RLG the trust of its loyal clients, and RLG reciprocates by developing a deep understanding of our clients’ businesses to better service them. We believe in forming strong relationships with a smaller number of clients and continuing to provide positive results. Through our experience working within litigation budgets and sometimes with our clients’ insurers, we avoid unnecessary discovery disputes and motion practice in favor of pursuing cost-effective outcomes for our clients. While RLG prides itself on its trial-readiness and trial skills, sometimes the best outcomes occur before trial and derive from sharp and persuasive writing and oral advocacy as well as strategic settlement negotiations. About Us RLG is a boutique law firm that provides skilled and tactical representation to its clients. Our goal is to protect our clients at every stage of the process and to provide a positive outcome. A positive outcome starts with a clear definition of what the “win” looks like, and we partner with our clients to develop favorable solutions. We zealously advocate for our clients throughout the process to maximize results at the earliest stage of the dispute. Most disputes are resolved with a negotiated settlement. While most attorneys litigate towards the negotiated settlement, RLG’s attorneys litigate as if the dispute will go to trial. Our trial-readiness discipline prepares us for any opportunity or advantage for our clients both in and out of the courtroom. We strongly believe that the most effective client results are achieved by the attorneys and clients who are ready to go to trial. Securities Litigation and Arbitration Disputes Reif Law Group, P.C. represents the securities and financial services industries in all types disputes, litigation and regulatory matters. We handle customer disputes, industry disputes, regulatory actions, vendor and sponsor disputes and insurance coverage disputes, to name a few. We also offer advisory and counseling services with respect to issues that create liability risks for our clients and their customers. Customer Disputes We have extensive experience representing financial institutions and its affiliates, banks, investment advisory firms, brokerage firms, insurance agencies and securities-licensed individuals and businesses in a wide variety of financial services disputes including: Federal and state securities, banking, corporate and insurance laws Breach of fiduciary duty and constructive fraud Unsuitability and over-concentration Churning and active trading Supervision and control person liability Selling away, private securities transactions and outside business activities Misrepresentations, omissions and fraud Unauthorized transactions, embezzlement and theft Forgeries and impersonations Investment product failures or misconduct Unlicensed and unregistered securities activities Portfolio mismanagement and well-managed account theories Senior citizen (elder) abuse and undue influence Our experience includes individual and grouped customer disputes, shareholder and partnership actions, class actions, stock and stock option disputes, ERISA litigation and complex insurance and estate planning disputes. Industry Disputes RLG’s attorneys have a deep understanding of the securities industry rules and norms and represent securities industry professionals in all types of disputes, arbitration and litigation matters. We handle disputes between FINRA member firms, between member firms and associated persons, and between associated persons. Disputes often arise when remarks made by a member firm to securities regulators regarding former employees or independent contractors are interpreted as defamatory, libelous or retaliatory. RLG’s attorneys have extensive experience defending the U5, IARD and ADV disclosure remarks as well as prosecuting expungement and defamation actions, depending on the facts and circumstances. RLG’s attorneys also assist clients with a variety of other industry disputes, including Broker Protocol and non-Protocol transitions, data breach and privacy policy violations, unpaid compensation, commissions splits/allocations and disputes regarding independent contractor classification. Please also visit Business Disruption Disputes and Workplace Disputes and Discrimination. RLG’s attorneys also prosecute and defend business disputes for our financial services clients involving vendors and servic
