KY

Kathy Y. Shao, Securities Attorney in New York

New, NY

Trusted securities attorney serving New York.

Practices in

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Quick answer

Kathy Y. Shao is an attorney based in New York, NEW YORK. The practice focuses on Securities.

Based in
New York, NEW YORK
Experience
attorney
Known for
Securities
  • Handles Securities matters from New York, NEW YORK.
  • Recognized with Best Lawyers in America — Securities / Capital Markets Law (2026).

About Kathy Y. Shao: Kathy Y. Shao is an attorney based in New York, NEW YORK. The practice focuses on Securities.

Areas of practice

Kathy's practice areas in New York

Kathy concentrates on securities. Each area below outlines the kind of case Kathy handles, typical outcomes to expect, and how the intake process starts.

Securities cases in New York

Kathy takes securities matters in New York. Typical engagements include intake calls to scope the issue, review of any records or filings you already have, and a written strategy memo before Kathy agrees to represent you.

Biography

Kathy Y. Shao, securities attorney serving New York

Kathy Y. Shao is an attorney based in New York, NEW YORK. The practice focuses on Securities. Kathy works from New York and takes on securities matters across the region.

Kathy Y. Shao is a top attorney recognized by Best Lawyers in the practice area(s) of Securities / Capital Markets Law.

Kathy Y., who practices law in New York, New York, has been recognized since 2026. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Kathy Y. is held by other top lawyers in the same geographic and legal practice area.

Working with Kathy on a securities matter

Kathy Y. Shao is a top attorney recognized by Best Lawyers in the practice area(s) of Securities / Capital Markets Law. Kathy Y., who practices law in New York, New York, has been recognized since 2026. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Kathy Y. is held by other top lawyers in the same geographic and legal practice area.

Clients Kathy works with

Kathy reviews new inquiries case-by-case for securities matters across New York.

Credentials

Credentials — where Kathy studied and practices

  • Cornell University

    J.D. · 2015

Kathy studied at J.D. in Cornell University.

Law school and academic background

Kathy completed J.D. in Cornell University. Formal legal training is one signal of substantive knowledge — the day-to-day practice Kathy runs in New York is where that training gets applied to real client questions.

Recognition

Kathy's legal honors and published work

Kathy has received 1 formal recognition from bar associations, industry bodies, and peer-review services.

  • Best Lawyers in America — Securities / Capital Markets Law

    2026

Legal awards and honors

Best Lawyers in America — Securities / Capital Markets Law (2026).

Locations

Kathy Y. Shao's office in New York

Kathy's primary office is at 395 9th Avenue, New York, New York, 10001. In-person meetings are by appointment; a phone intake usually comes first.

Main office

395 9th Avenue

New York, New York 10001

Open in Google Maps

Client feedback

Client reviews of Kathy Y. Shao

Kathy has not yet collected verified client reviews on LawyersListed. Reviews here are all from confirmed clients; anonymous ratings are moderated out.

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Hiring guide

How to hire Kathy Y. Shao — what to expect in your first consultation

Working with a new securities attorney should feel structured. Here's how the first two conversations with Kathy usually go, from the moment you request a consult to the day representation begins.

Consultation formats and pricing

Kathy charges for the initial consult. That fee is credited toward representation if you retain Kathy's office.

What to bring to your first meeting

Bring any documents you already have — police reports, medical records, filed pleadings, correspondence from an insurer, a copy of the contract at issue. If you're not sure, err on the side of bringing everything; Kathy will tell you what matters and what doesn't.

Questions to ask a securities attorney in New York

A short list to run through before you commit: How many securities matters have you handled in the last year? What's your fee structure? Who else in the office will work on this? What's your realistic estimate of timeline and range of outcomes? How do I reach you between meetings?

Fees & payment

Fees, payment methods, and consultation options for Kathy

Kathy discusses fees during intake so the arrangement fits the matter. Contingency, hourly, and flat-fee options are all common in securities practice — ask which fits.

Hourly rates, contingency fees, and flat-fee options

Every securities matter is priced differently. Simple document review might be a flat fee. Injury litigation is often contingency. Complex commercial disputes usually run hourly with a retainer. Kathy confirms the model in the engagement letter before any work starts.

Payment methods and payment plans

Kathy's office accepts standard payment methods. Ask about payment plans if the retainer is a stretch — many securities practices work with clients on structured schedules.

Frequently asked

Frequently asked questions about Kathy Y. Shao

  • How much does it cost to hire Kathy for a securities case?

    Cost depends on the type of matter, the fee model (contingency, flat, hourly), and how contested the case becomes. Kathy walks through the likely range during the consult so there are no surprises.

  • Does Kathy offer a free consultation?

    Kathy charges for the initial consult; that fee is credited toward representation if you retain Kathy's office. Some securities attorneys offer free consults — check Kathy's current terms during booking.

  • How long do securities cases in New York typically take?

    Simple securities matters can wrap in a few weeks; disputed cases can run 6–18 months from intake to resolution, longer if the matter goes to trial. Kathy gives a realistic estimate for your facts at the consult — vague answers here are a red flag.

  • Can Kathy take my case if I'm outside New York?

    Kathy is licensed in New York. Matters governed by New York law are the natural fit. Out-of-state matters are handled case-by-case, sometimes with local co-counsel. Ask during intake — Kathy will tell you if the case is a fit or refer you to someone closer to your court.

  • What should I bring to my first meeting with Kathy?

    Bring every document that touches the dispute: contracts, correspondence, police or medical reports, filed pleadings, invoices, photographs, insurance letters. Also bring a written timeline of what happened, in your own words. Kathy will filter what matters — over-preparing at intake is always cheaper than needing a second meeting.

  • Is Kathy accepting new securities clients right now?

    Kathy's intake status shifts week to week. Submit the form; the office will confirm availability or refer the matter out.

Areas served

Securities attorneys serving Albany and Brooklyn in New York

Kathy handles securities matters throughout New York. Each city below is a direct link into the search page for verified securities attorneys in that community.

More counsel

If Kathy's intake is full or the fit isn't right, these securities attorneys in New York handle similar matters. Every profile below is verified and open to consultations.